Are you eager to begin a career in finance but don’t know where to start taking the first steps? Starting a financial career can be intimidating, and taking the SIE is the first step to becoming fully registered to conduct securities business.
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Our world-class faculty, data-driven methodology, and flexible learning model have helped hundreds of thousands of students walk confidently out our doors, into their securities exams, and onto the next stage of their careers.
We are committed to staying current and frequently update our courses to ensure you get the most accurate exam preparation. Our high pass rates are a testament to our strategically designed programs: 99% of students who pass our benchmark exam go on to pass the SIE.
Our team incorporates science-backed techniques and teaching philosophies to accelerate learning and performance to help candidates pass their exams with confidence and perform in any other high-pressure moments.
Understanding What’s on The Exam Is the Best Place to Start
Knowing what to expect to see on your exam is an essential part of feeling prepared. The Securities Industry Essentials (SIE) Exam Content Outline offers a thorough overview of the topics and the level of understanding needed for the exam. It consists of four sections, with the table below detailing the distribution of exam questions across each section.
| Sections | Percentage of Exam Questions | Number of Exam Questions |
| Knowledge of Capital Markets | 16% | 12 |
| Understanding Products and Their Risks | 44% | 33 |
| Understanding Trading, Customer Accounts, and Prohibited Activities | 31% | 23 |
| Overview of Regulatory Framework | 9% | 7 |
| TOTAL | 100% | 75 |
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